Effective Drug Regulation - A Multicountry Study and Annex 1: Guide for Data Collection to Assess Drug Regulatory Performance
(2002; 187 pages) View the PDF document
Table of Contents
View the documentACRONYMS
View the documentPREFACE
View the documentACKNOWLEDGEMENTS
View the documentEXECUTIVE SUMMARY
Open this folder and view contents1. DRUG REGULATION: OBJECTIVES AND ISSUES
Open this folder and view contents2. MULTICOUNTRY STUDY ON EFFECTIVE DRUG REGULATION
Open this folder and view contents3. PROFILE OF THE COUNTRIES
Open this folder and view contents4. REGULATORY FRAMEWORK
Open this folder and view contents5. REGULATORY CAPACITY
Open this folder and view contents6. LICENSING OF MANUFACTURING, DISTRIBUTION AND RETAIL SALE
Open this folder and view contents7. INSPECTION AND SURVEILLANCE
Open this folder and view contents8. PRODUCT ASSESSMENT AND REGISTRATION
Close this folder9. CONTROL OF DRUG PROMOTION AND ADVERTISING
View the document9.1 POWER AND PROCESS: COMPARING STRUCTURES AND PROCESSES
View the document9.2 PERFORMANCE
Open this folder and view contents10. DRUG QUALITY CONTROL LABORATORY
Open this folder and view contents11. ASSESSING REGULATORY PERFORMANCE
Open this folder and view contents12. CONCLUSIONS AND RECOMMENDATIONS FOR EFFECTIVE DRUG REGULATION
Open this folder and view contentsANNEX 1: GUIDE FOR DATA COLLECTION TO ASSESS DRUG REGULATORY PERFORMANCE
 

9.2 PERFORMANCE

9.2.1 Monitoring performance

Drug information is probably disseminated over just as wide an area as drug products are distributed, if not further. Moreover, the existence of the power to control does not necessarily guarantee that information reaching the providers and the consumers conforms with the provisions set forth in the legal documents. Monitoring, like inspection, is therefore essential in order to ensure that promotion and advertising comply with the legislation.

How is advertising monitored in the survey countries? Where active means are used, the responsible agencies check whether samples of advertising materials and promotion activities conform with legislation. The drug regulatory authorities of Estonia, Venezuela and Zimbabwe take this approach. For example, samples of promotional materials are checked by the officers at the SAM in Estonia, and television drug advertisements are viewed by staff of the MCAZ. Where passive methods are used, the discovery of violations relies on voluntary reporting, generally by competing companies and consumers filing complaints to the responsible bodies. This approach is the main method used in Australia, Cyprus and others.

Which monitoring approach is more effective? Generally speaking, an active approach allows more systematic and thorough monitoring of advertisements and promotion activities. In practice, its effectiveness depends on how it is done, and what happens after a violation has been identified. If active monitoring is carried out only sporadically, with minimal in-depth examination of drug advertisements and promotion, it is unlikely to be effective. If there are no sanctions, or only small fines are imposed when a violation is discovered, then the deterrent effect is minimal. For example, a pharmaceutical company that violates the law may have to pay nothing more than a small fine. In that case, it may be more cost-effective from the company’s point of view, given the large amount it has already spent on advertising, to pay the fine for an extended period of time rather than withdraw the advertisement.

9.2.2 Sanctions

In the survey countries, the types of sanction imposed for a violation range from verbal and written warnings, through fines, prohibition and correction of the advertisement and revocation of registration, to imprisonment. The fines charged for violations in Australia are relatively high. Fines for violations in Estonia (US$4 286 to US$7 143) are much higher than those in either Malaysia (US$780 to US$1 300) or Cyprus (US$900).

The empirical data for assessing the regulation of drug information are highly inadequate. Even records of the number of violations and the percentage of each type of sanction imposed are generally unavailable. So, too, is information on the effectiveness of action to prevent inaccurate and misleading drug information from reaching health care providers and the public. The information obtained through the country reports on the monitoring of promotion and advertising and the sanctions taken against violations is shown in Table 9.2.

Table 9.2 Monitoring mechanisms and sanctions for promotion and advertising

Countries

Monitoring mechanisms

Type and degree of sancitons, if any

Australia

Voluntary monitoring by companies, but anyone can lodge complaints to APMA Code of Conduct Committee

Under Therapeutic Goods Act: possible prosecution/fines (currently US$500-15 000)
Under APMA: fines, obligation to correct advertisement or withdraw it, or expulsion from APMA

Cuba

No promotion allowed

None

Cyprus

Competitors can submit complaints

Six months’ imprisonment or US$900 penalty, or both

Estonia

Samples of promotional material are checked
Complaints by competitors are followed up.

Revocation of registration, issuance of mandatory precepts, fines (US$4 300-7 100)

Malaysia

None, only pre-approval

First offence: US$12 00 and/or one year’s imprisonment
Subsequent offence: US$2 000 and/or two years’ imprisonment

Netherlands

Self-regulation, complaints can be lodged

Advertising is prohibited

Tunisia

N/A

N/A

Uganda

N/A

N/A

Venezuela

Vigilance by regulatory authority
Complaints by third parties

Verbal and written warnings, suspensions and prohibitions

Zimbabwe

Officers view television advertisements
Consumer reporting

As stipulated in the regulations

N/A = not applicable

 

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Last updated: May 3, 2013